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Canadian Securities Administrators
Results: 443

#	Item
131	Microsoft Word - 303915F3.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-01-11 15:26:57 Business Financial system Investment Industry Regulatory Organization of Canada Securities Finance Investment Canadian securities regulation Securities Commission Canadian Securities Administrators Financial regulation Financial economics Self-regulatory organizations
132	Microsoft Word - iiroc_msc_notice_2008_22.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:39 Business Financial system Investment Industry Regulatory Organization of Canada Securities Finance Investment Canadian securities regulation Securities Commission Canadian Securities Administrators Financial regulation Financial economics Self-regulatory organizations
133	Advocis 390 Queens Quay West, 2nd floor Toronto, Ontario M5V 3A2 T[removed][removed]F[removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2008-09-30 14:09:48 Financial regulation United States securities law United States Securities and Exchange Commission Canadian law Canadian securities regulation Canadian Securities Administrators Financial adviser Securities Commission Securities Act Financial economics Finance Investment
134	Policy Bulletin #0350-P - Rule[removed]Payment of Commissions to Non-Registered Entities) – Extension of Suspension to March 31, 2010 Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2008-12-22 15:55:18 Investment Business Financial system Canadian law Canadian securities regulation Financial adviser Securities Canadian Securities Administrators Securities Commission of New Zealand Financial regulation Financial economics Finance
135	Policy Bulletin #0010-P - National Registration Database Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2008-05-21 14:54:19 Canadian Securities Administrators Securities Commission Email Canada Business Canadian law Canadian securities regulation Mutual Fund Dealers Association
136	FORM 33-109F1 NOTICE OF TERMINATION Enter the following information using the online version of this submission at the NRD web site (www.nrd.ca). If the NRD filer is relying on the temporary hardship exemption in MI 31-1 Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Government Canadian Securities Administrators Canadian securities regulation British Columbia Securities Commission Ontario Securities Commission Canada
137	Marketplace Notice Lynx ATS Contact: Deanna Dobrowsky Vice President, Market Regulation Policy Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-11-22 08:11:03 Canadian Securities Administrators TSX Venture Exchange Canadian securities regulation Financial markets Economy of Canada Canada CNSX
138	FORM 33-109F2 CHANGE OR SURRENDER OF INDIVIDUAL CATEGORIES Enter the following information using the online version of this submission at the NRD web site (www.nrd.ca). If the NRD filer is relying on the temporary hardsh Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Financial economics Canada Canadian securities regulation Canadian Securities Administrators United States securities law British Columbia Securities Commission Financial regulation
139	DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Business Registration Division DCCA News Release LINDA LINGLE GOVERNOR Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:03:53 Investor education Securities Commission Economics Canadian securities regulation United States securities law Financial regulation North American Securities Administrators Association
140	Canadian Association of Pension Supervisory Authorities COMMUNIQUÉ June 1, 2000 Add to Reading List Source URL: capsa-acor.org Language: English - Date: 2013-10-24 01:13:00 Capsa Financial economics Office of the Superintendent of Financial Institutions Canada Canadian securities regulation Pension Canadian Securities Administrators Finance Employment compensation Canadian law Financial regulation

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